
Michael Schrag
Michael has over 20 years of experience representing individual and small business plaintiffs against the world’s large financial institutions, including Visa, Mastercard, and Chase.
Disputes between investors and investment firms or brokers are often required to be resolved out of court through an arbitration process. While arbitration can provide a more efficient and economical way of resolving a dispute, it can also put investors at a disadvantage against a savvy investment firm.
Our securities arbitration attorneys help investors level the playing field, providing the same level of knowledgeable, high-quality representation investment brokerages bring when entering into arbitration proceedings.
Speak privately with a securities arbitration lawyer about how to recover your money. All consultations are free and confidential.
Misconduct by brokers and financial institutions can be detrimental to retail investors, wiping out savings and resulting in significant hardship. Our securities and investment fraud lawyers have prosecuted a wide range of financial fraud lawsuits. We are committed to providing approachable, efficient, top caliber representation to investors when a broker’s bad conduct causes an investor to lose money.
>> More about Types of Broker Misconduct.
In most instances, the securities arbitration process is governed by the Financial Industry Regulatory Authority (FINRA). FINRA regulates both stock brokers and securities firms, while also providing an arbitration forum for the resolution of disputes between investors and people and institutions that sell securities.
>> More about FINRA Arbitration.
Have questions about an investment dispute? Contact one of our securities lawyers for a free and confidential consultation.
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Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others.
Michael has over 20 years of experience representing individual and small business plaintiffs against the world’s large financial institutions, including Visa, Mastercard, and Chase.
Eileen is involved in the firm’s securities practice and has over a decade of experience in the legal world. She received her law degree from American University in 2005.
David’s advocacy has generated major recoveries for consumers impacted by financial fraud. He was named to the Top 40 Under 40 by Daily Journal and a “Rising Star in Class Actions” by Law360.
Amanda is spearheading a securities lawsuit against NantHealth concerning fraudulent statements to investors about the success of its key product.
American Express Financial Advisors Securities Litigation | $100 million cash settlement for clients alleging American Express steered them into under-performing “shelf space funds” to reap kickbacks |
Chase Bank “Check Loan” Litigation | $100 million settlement for consumers alleging Chase offered long-term fixed-rate loans, only to later more-than-double required payments |
Peregrine Financial Group Customer Litigation | Settlements worth $75 million for futures and commodities investors who lost millions in the collapse of Peregrine Financial Group, Inc. |
NantHealth | Court-appointed Co-Lead Counsel in a securities class action alleging the company’s founder violated federal securities law and artificially inflated stock prices |
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